Initial Ethics Training

Click for Initial Course

$50 (77 minutes) or review for free

All Ethics Courses Include:

  • Periodic course takes about 37 minutes
  • Initial course takes about 77 minutes
  • Low Prices
    • Periodic $25
    • Initial: $50
  • EZ Scroll navigation
  • No downloads, no clock, no tests
  • No pre-payment, no password
  • No SS #, no CC # to take course
  • Live phone help 24/7/365 days
Periodic Ethics Training

Click for Periodic Course

$25 (37 minutes) or review for free

“The Walsh Agency’s Periodic and Initial Ethics Training courses include the following topics as required by the Commodity Futures Trading Commission and the National Futures Association.”

  • Communications with the Public
  • Financial situation and investment experience of prospects and customers
  • Disclosure of material information
  • Sales practices
  • Acting honestly and fairly with due skill, care and diligence in the best interest of customers and the market – including treatment of customer orders and handling of customer business
  • Managed money and futures funds – including responsibilities of Commodity Trading Advisors and Commodity Pool Operators
  • Resolution of conflicts of interest
  • Confidentiality and contract markets
  • Supervision and internal controls
  • Rules and Regulations of the CFTC, the NFA and Exchanges